Assist Head of Compliance to prepare of Shanghai branch and monitor compliance affairs in Shanghai branch;
To disseminate regulations received from local regulatory authorities and to
follow up the regulations implementation;
Responsible for daily ALM monitoring in Shanghai Branch;
To provide compliance advisory to local business lines;
To prepare and review regulatory reporting submitted by Shanghai Branch;
To conduct quality assurance according compliance testing plan;
To cooperate with other related departments to set up infrastructure of AML;
Responsible for training local staffs to enhance branch compliance awareness;
Maintain good relationship with local regulatory authorities.
Bachelor Degree holder or above, major in economics, law, Risk Management, Accounting or financial related;
Above 6 years working experiences in the fields of compliance, legal, internal audit, or operational risk management related;
Good knowledge in compliance and AML regulations;
Excellent English skills.